As a Compliance Associate at Frontier, Lucy ensures we comply with all relevant regulations. This ranges from tracking employee holdings and ensuring our limited partners get the compliance materials they need, to making sure we follow industry-specific regulations and understand any changes to SEC rules.
She loves how today’s software is able to accelerate previously manual processes, reducing the time it takes to create new products and open up new markets. It really is the future for all of us.
Outside the firm, you’ll find Lucy at the local dog park with her two pups, Ollie and Mia, exploring Charlotte’s brewing scene, and hitting the gym (to make up for exploring Charlotte’s brewing scene).
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